Chief Compliance Officer
Lou Milano provides SMArtX with more than 40-years of experience in the securities industry guiding compliance efforts for Fortune 500 corporations and firms including Prudential-Bache Securities, Citicorp, Daiwa Securities, and Cabot Lodge. As Chief Compliance Officer for SMArtX, Mr. Milano is also responsible for overseeing and managing all day-to-day regulatory compliance issues for HedgeCo Securities, an affiliated broker dealer.
Mr. Milano joined the SMArtX team in 2014 after spending the prior ten-years building a robust compliance program for Natixis North America. Before Natixis, Mr. Milano managed an equities broker dealer for KBC. Mr. Milano started his career at the NYSE, and worked as an Options Inspector for the AMEX. He holds Series 3, 4, 5, 7,14,15, 24, 66 and 79 Securities licenses. Mr. Milano earned a Paralegal Degree from New York University and his Bachelor of Arts Degree from Marist College.